Regulation 15D: Reports of Registrants under the Securities Act of 1933 (Rules 15d-1 to 15g-100) ANNUAL REPORTS Rule 15d-1 — Requirement of annual reports. Rule 15d-2 — Special financial report. Rule 15d-3 — Reports for depositary shares registered on Form F-6. Rule 15d-4 — Reporting by Form 40-F registrants. Rule 15d-5 — Reporting by successor issuers. Rule 15d-6 — Suspension of duty to file reports. OTHER REPORTS Rule 15d-10 — Transition reports. Rule 15d-11 — Current reports on Form 8-K. Rule 15d-13 — Quarterly reports on Form 10-Q. Rule 15d-14 — Certification of disclosure in annual and quarterly reports. Rule 15d-15 — Controls and procedures. Rule 15d-16 — Reports of foreign private issuers on Form 6-K. Rule 15d-17 — Reports of asset-backed issuers on Form 10-D. Rule 15d-18 — Compliance with servicing criteria for asset-backed securities. Rule 15d-19 — Reports by shell companies on Form 20-F. Rule 15d-20 — Plain English presentation of specified information. EXEMPTION OF CERTAIN ISSUERS FROM SECTION 15(D) OF THE ACT Rule 15d-21 — Reports for employee stock purchase, savings and similar plans. Rule 15d-22 — Reporting regarding asset-backed securities under section 15(d) of the Act. Rule 15d-23 — Reporting regarding certain securities underlying asset-backed securities under section 15(d) of the Act. Rule 15g-1 — Exemptions for certain transactions. Rule 15g-2 — Penny stock disclosure document relating to the penny stock market Rule 15g-3 — Broker or dealer disclosure of quotations and other information relating to the penny stock market. Rule 15g-4 — Disclosure of compensation to brokers or dealers. Rule 15g-5 — Disclosure of compensation of associated persons in connection with penny stock transactions. Rule 15g-6 — Account statements for penny stock customers. Rule 15g-8 — Sales of escrowed securities of blank check companies. Rule 15g-9 — Sales practice requirements for certain low-priced securities. Rule 15g-100 — Schedule 15G — Information to be included in the document distributed pursuant to Rule 15g-2.