Barbara wrote an analysis of Gabelli v. SEC, which was argued before the U.S. Supreme Court on Jan. 8, 2013, for the American Bar Association’s online publication, Preview, which provides, in advance of oral argument, analysis of all cases given plenary review by the Court. Gabelli addresses the issue of when the federal statute of limitations begins to run when the government seeks civil penalties for claims based on fraud.
Several of Barbara’s publications were cited:
- FINRA Seeks Comment on Regulation of Crowdfunding Activities, Securities Law Prof Blog (July 7, 2012), in Alan R. Palmiter, Pricing Disclosure: Crowdfunding’s Curious Conundrum, 7 Ohio St. Entrepreneurial Bus. L.J. 373 (2012);
- How to Improve Investor Protection After the Dodd-Frank Wall Street Reform and Consumer Protection Act, 13 U. Pa. J. Bus. L. 59 (2010), in Matt A. Vega, Beyond Incentives: Making Corporate Whistleblowing Moral in the New Era of Dodd-Frank Act “Bounty Hunting,” 45 Conn. L. Rev. 483 (2012); in Ross Jordan, Thinking Before Rulemaking: Why the SEC Should Think Twice Before Imposing a Uniform Fiduciary Standard on Broker-Dealers and Investment Advisers, 50 U. Louisville L. Rev. 491 (2012); and in Alan R. Palmiter, Pricing Disclosure: Crowdfunding’s Curious Conundrum, 7 Ohio St. Entrepreneurial Bus. L.J. 373 (2012);
- Making It Up as They Go Along: The Role of Law in Securities Arbitration, 23 Cardozo L. Rev. 991 (2002), in Diane P. Wood, When to Hold, When to Fold, and When to Reshuffle: The Art of Decisionmaking on a Multi-Member Court, 100 Cal. L. Rev. 1445 (2012); and in Alan R. Palmiter, Pricing Disclosure: Crowdfunding’s Curious Conundrum, 7 Ohio St. Entrepreneurial Bus. L.J. 373 (2012);
- Protecting the Retail Investor in an Age of Financial Uncertainty, 35 U. Dayton L. Rev. 61 (2010), Eric C. Chaffee, The Role of the Foreign Corrupt Practices Act and Other Transnational Anti-Corruption Laws in Preventing or Lessening Future Financial Crises, 73 Ohio St. L.J. 1283 (2012);
- Should the SEC Be a Collection Agency for Defrauded Investors?, 63 Bus. Law. 317 (2008), in Ross MacDonald, Student Author, Setting Examples, Not Settling: Toward a New SEC Enforcement Paradigm, 91 Tex. L. Rev. 419 (2012); and in Michael D. Sant’Ambrogio & Adam S. Zimmerman, The Agency Class Action, 112 Colum. L. Rev. 1992 (2012); and
- The SEC and the Foreign Corrupt Practices Act: Fighting Global Corruption Is Not Part of the SEC’s Mission, 73 Ohio St. L.J. 1093 (2012), in Karen E. Woody, Conflict Minerals Legislation: The SEC’s New Role as Diplomatic and Humanitarian Watchdog, 81 Fordham L. Rev. 1315 (2012).