Regulation 13A – Reports of Issuers of Securities Registered Pursuant to Section 12 (Rules 13a-1 to 13a-19; 13b1 to 13b2-2; 13d-1 to 13d-102; 13e-1 to 13e-102; 13f-1) ANNUAL REPORTS Rule 13a-1 — Requirement of annual reports. Rule 13a-2 — [Reserved] Rule 13a-3 — Reporting by Form 40-F registrant. OTHER REPORTS Rule 13a-10 — Transition reports. Rule 13a-11 — Current reports on Form 8-K (§249.308 of this chapter). Rule 13a-13 — Quarterly reports on Form 10-Q (§249.308a of this chapter). Rule 13a-14 — Certification of disclosure in annual and quarterly reports. Rule 13a-15 — Controls and procedures. Rule 13a-16 — Reports of foreign private issuers on Form 6-K (17 CFR 249.306). Rule 13a-17 — Reports of asset-backed issuers on Form 10-D (§249.312 of this chapter). Rule 13a-18 — Compliance with servicing criteria for asset-backed securities. Rule 13a-19 — Reports by shell companies on Form 20-F. Rule 13a-20 — Plain English presentation of specified information.