Rule 15Fb2-3 — Amendments to Form SBSE, Form SBSE-A, and Form SBSE-BD.
Rule 15Fb2-4 — Nonresident security-based swap dealers and major security-based swap participants.
Rule 15Fb2-6 — Registration of fiduciaries.
Rule 15Fb3-1 — Duration of registration.
Rule 15Fb3-2 — Withdrawal from registration.
Rule 15Fb3-3 — Cancellation and revocation of registration.
Rule 15Fb6-1 — [Reserved]
Rule 15Fb6-2 — Associated person certification.
Rule 15Fh-1 — Scope and reliance on representations.
Rule 15Fh-3 — Business conduct requirements.
Rule 15Fh-4 — Antifraud provisions for security-based swap dealers and major security-based swap participants; special requirements for security-based swap dealers acting as advisors to special entities.
Rule 15Fh-6 — Political contributions by certain security-based swap dealers.
Rule 15Fi-2 — Acknowledgment and verification of security-based swap transactions.
Rule 15Ga-1 — Repurchases and replacements relating to asset-backed securities.
Rule 15Ga-2 — Findings and conclusions of third-party due diligence reports.
Rule 16a-1 — Definition of terms.
Rule 16a-2 — Persons and transactions subject to section 16.
Rule 16a-3 — Reporting transactions and holdings.
Rule 16a-4 — Derivative securities.
Rule 16a-6 — Small acquisitions.
Rule 16a-7 — Transactions effected in connection with a distribution.
Rule 16a-9 — Stock splits, stock dividends, and pro rata rights.
Rule 16a-10 — Exemptions under section 16(a).
Rule 16a-11 — Dividend or interest reinvestment plans.