Manipulative and Deceptive Devices and Contrivances (Rules 10b-1 to 10b-21) Rule 10b-1 — Prohibition of Use of manipulative or deceptive devices or contrivances with respect to certain securities exempted from registration. Rule 10b-2 — [Reserved] Rule 10b-3 — Employment of manipulative and deceptive devices by brokers or dealers. Rule 10b-4 — [Reserved] Rule 10b-5 — Employment of manipulative and deceptive devices. Rule 10b5-1 — Trading “on the basis of” material nonpublic information in insider trading cases. Rule 10b5-2 — Duties of trust or confidence in misappropriation insider trading cases. Rule 10b-6 — Through Rule 10b-8 [Reserved] Rule 10b-9 — Prohibited representations in connection with certain offerings. Rule 10b-10 — Confirmation of transactions. Rule 10b-13 — [Reserved] Rule 10b-16 — Disclosure of credit terms in margin transactions. Rule 10b-17 — Untimely announcements of record dates. Rule 10b-18 — Purchases of certain equity securities by the issuer and others. Rule 10b-21 — Deception in connection with a seller’s ability or intent to deliver securities on the date delivery is due.