Securities Whistleblower Incentives and Protections (Rules 21F-1 to 21F-18)

Rule 21F-1 General.

Rule 21F-2 Whistleblower status and retaliation protection.

Rule 21F-3 Payment of awards.

Rule 21F-4 Other definitions.

Rule 21F-5 Amount of award.

Rule 21F-6 Criteria for determining amount of award.

Rule 21F-7 Confidentiality of submissions.

Rule 21F-8 Eligibility.

Rule 21F-9 Procedures for submitting original information.

Rule 21F-10 Procedures for making a claim for a whistleblower award in SEC actions that result in monetary sanctions in excess of $1,000,000.

Rule 21F-11 Procedures for determining awards based upon a related action.

Rule 21F-12 Materials that may form the basis of an award determination and that may comprise the record on appeal.

Rule 21F-13 Appeals.

Rule 21F-14 Procedures applicable to the payment of awards.

Rule 21F-15 No amnesty.

Rule 21F-16 Awards to whistleblowers who engage in culpable conduct.

Rule 21F-17 Staff communications with individuals reporting possible securities law violations.

Rule 21F-18 Summary disposition.