Regulation S-T (17 CFR Part 232)

GENERAL

Rule 10 — Application of Regulation S-T.

Rule 11 — Definition of terms used in Regulation S-T.

Rule 12 — Business hours of the Commission.

Rule 13 — Date of filing; adjustment of filing date.

Rule 14 — Paper filings not accepted without exemption.

 

ELECTRONIC FILING REQUIREMENTS

Rule 100 — Persons and entities subject to mandated electronic filing.

Rule 101 — Mandated electronic submissions and exceptions.

Rule 102 — Exhibits.

Rule 103 — Liability for transmission errors or omissions in documents filed via EDGAR.

Rule 104 — Unofficial PDF copies included in an electronic submission.

Rule 105 — Limitation on use of HTML documents and hypertext.

Rule 106 — Prohibition against electronic submissions containing executable code.

HARDSHIP EXEMPTIONS

Rule 201 — Temporary hardship exemption.

Rule 202 — Continuing hardship exemption.

 

PREPARATION OF ELECTRONIC SUBMISSIONS

Rule 301 — EDGAR Filer Manual.

Rule 302 — Signatures.

Rule 303 — Incorporation by reference.

Rule 304 — Graphic and image material.

Rule 305 — Number of characters per line; tabular and columnar information.

Rule 306 — Foreign language documents and symbols.

Rule 307 — Bold face type.

Rule 308 — Type size and font; legibility.

Rule 309 — Paper size; binding; sequential numbering; number of copies.

Rule 310 — Marking changed material.

Rule 311 — Documents submitted in paper under cover of Form SE.

Rule 312 — Accommodation for certain information in filings with respect to asset-backed securities.

Rule 313 — Identification of investment company type and series and/or class (or Contract).

Rule 314 — Accommodation for certain securitizers of asset-backed securities.

Rule 401 — XBRL-Related Documents submissions.

Rule 402 — Liability for XBRL-Related Documents.

Rule 403 — [RESERVED]

Rule 404 — [RESERVED]

Rule 405 — Interactive Data File submissions and postings.

 

EDGAR FUNCTIONS

Rule 501 — Modular submissions and segmented filings.

 

FOREIGN PRIVATE ISSUERS AND FOREIGN GOVERNMENTS

Rule 600 — Rule 903 [Reserved]