Securities Act of 1933

Section 1 — Short title

Section 2 — Definitions; promotion of efficiency, competition, and capital formation

Section 2A — Swap agreements

Section 3 — Classes of securities under this title

Section 4 — Exempted transactions

Section 5 — Prohibitions relating to interstate commerce and the mails

Section 6 — Registration of securities

Section 7 — Information required in registration statement

Section 8 — Taking effect of registration statements and amendments thereto

Section 8A — Cease-and-desist proceedings

Section 9 — Court review of orders

Section 10 — Information required in prospectus

Section 11 — Civil liabilities on account of false registration statement

Section 12 — Civil liabilities arising in connection with prospectuses and communications

Section 13 — Limitation of actions

Section 14 — Contrary stipulations void

Section 15 — Liability of controlling persons

Section 16 — Additional remedies

Section 17 — Fraudulent interstate transactions

Section 18 — Exemption from State regulation of securities offerings

Section 19 — Special powers of Commission

Section 20 — Injunctions and prosecution of offenses

Section 21 — Hearings by Commission

Section 22 — Jurisdiction of offenses and suits

Section 23 — Unlawful representations

Section 24 — Penalties

Section 25 — Jurisdiction of other Government agencies over securities

Section 26 — Separability of provisions

Section 27 — Private securities litigation

Section 27A — Application of safe harbor for forward-looking statements

Section 28 — General exemptive authority

Schedule A & B — Schedule of information required in registration statement

Section 201 — “Corporation of Foreign Security Holders”; creation; principal office; branch offices

Section 202 — Directors of Corporation; appointment, term of office, and removal

Section 203 — Powers and duties of Corporation, generally

Section 204 — Directors of Corporation, powers and duties generally

Section 205 — Accounts and annual balance sheet of Corporation; audits

Section 206 — Annual report by Corporation; printing and distribution

Section 207 — Assessments by Corporation on holders of foreign securities

Section 208 — Subscriptions accepted by Corporation as loans; repayment

Section 209 — Loans to Corporation from Reconstruction Finance Corporation authorized

Section 210 — Representations by Corporation as acting for Department of State or United States forbidden; interference with foreign negotiations forbidden

Section 211 — Effective date of subchapter

Section 212 — Short Title

Section 301 — Short title

Section 302 — Necessity for regulation

Section 303 — Definitions

Section 304 — Exempted securities and transactions

Section 305 — Securities required to be registered under Securities Act

Section 306 — Securities not registered under Securities Act

Section 307 — Qualification of indentures covering securities not required to be registered

Section 308 — Integration of procedure with Securities Act and other Acts

Section 309 — Effective time of qualification

Section 310 — Eligibility and disqualification of trustee

Section 311 — Preferential collection of claims against obligor

Section 312 — Bondholders’ lists

Section 313 — Reports by indenture trustee

Section 314 — Reports by obligor; evidence of compliance with indenture provisions

Section 315 — Duties and responsibility of the trustee

Section 316 — Directions and waivers by bondholders; prohibition of impairment of holder’s right to payment; record date

Section 317 — Special powers of trustee; duties of paying agents

Section 318 — Effect of prescribed indenture provisions

Section 319 — Rules, regulations and orders

Section 320 — Hearings by Commission

Section 321 — Special powers of the Commission

Section 322 — Judicial review

Section 323 — Liability for misleading statements

Section 324 — Unlawful representations

Section 325 — Penalties

Section 326 — Effect on existing law

Section 327 — Contrary stipulations void

Section 328 — Separability