Regulation of the National Market System

Rule 600 — NMS security designation and definitions.

Rule 601 — Dissemination of transaction reports and last sale data with respect to transactions in NMS stocks.

Rule 602 — Dissemination of quotations in NMS securities.

Rule 603 — Distribution, consolidation, and display of information with respect to quotations for and transactions in NMS stocks.

Rule 604 — Display of customer limit orders.

Rule 605 — Disclosure of order execution information.

Rule 606 — Disclosure of order routing information.

Rule 607 — Customer account statements.

Rule 608 — Filing and amendment of national market system plans.

Rule 609 — Registration of securities information processors: form of application and amendments.

Rule 610 — Access to quotations.

Rule 611 — Order protection rule.

Rule 612 — Minimum pricing increment.

Rule 613 — Consolidated audit trail.