GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS
GENERAL
Rule 10 — Application of part 232.
Rule 11 — Definition of terms used in part 232.
Rule 12 — Business hours of the Commission.
Rule 13 — Date of filing; adjustment of filing date.
Rule 14 — Paper filings not accepted without exemption.
Rule 15 — Administration of EDGAR..
ELECTRONIC FILING REQUIREMENTS
Rule 100 — Persons and entities subject to mandated electronic filing.
Rule 101 — Mandated electronic submissions and exceptions.
Rule 103 — Liability for transmission errors or omissions in documents filed via EDGAR.
Rule 104 — Unofficial PDF copies included in an electronic submission.
Rule 105 — Use of HTML and hyperlinks.
Rule 106 — Prohibition against electronic submissions containing executable code.
HARDSHIP EXEMPTIONS
Rule 201 — Temporary hardship exemption.
Rule 202 — Continuing hardship exemption.
PREPARATION OF ELECTRONIC SUBMISSIONS
Rule 301 — EDGAR Filer Manual.
Rule 303 — Incorporation by reference.
Rule 304 — Graphic, image, audio and video material.
Rule 305 — Number of characters per line; tabular and columnar information.
Rule 306 — Foreign language documents and symbols.
Rule 308 — Type size and font; legibility.
Rule 309 — Paper size; binding; sequential numbering; number of copies.
Rule 310 — Marking changed material.
Rule 311 — Documents submitted in paper under cover of Form SE.
Rule 312 — [Reserved]
Rule 313 — Identification of investment company type and series and/or class (or Contract).
Rule 314 — Accommodation for certain securitizers of asset-backed securities.
Interactive Data
Rule 401 — [RESERVED]
Rule 402 — [RESERVED]
Rule 403 — [RESERVED]
Rule 404 — [RESERVED]
Rule 405 — Interactive Data File submissions.
Rule 406 — Cover Page XBRL Data Tagging.
Rule 407 — Interactive data financial report filings.
EDGAR FUNCTIONS
Rule 501 — Modular submissions and segmented filings.
FOREIGN PRIVATE ISSUERS AND FOREIGN GOVERNMENTS
Rule 600 — Rule 903 [Reserved]