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Securities Lawyer's Deskbook

Securities Lawyer's Deskbook
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  • The Deskbook–Table of Contents
    • The Securities Acts and General Regulations
      • Securities Act of 1933
        • General rules and regulations promulgated under the Securities Act of 1933 (17 CFR Part 230)
        • Forms prescribed under the Securities Act of 1933
      • Securities Exchange Act of 1934
        • General rules and regulations promulgated under the Securities Exchange Act of 1934 (17 CFR Part 240)
        • Forms prescribed under the Securities Exchange Act of 1934
      • Investment Company Act of 1940
        • Rules and regulations promulgated under the Investment Company Act of 1940 (17 CFR Part 270)
        • Forms prescribed under the Investment Company Act of 1940
      • Investment Advisers Act of 1940
        • Rules and regulations promulgated under the Investment Advisers Act of 1940 (17 CFR Part 275)
        • Forms prescribed under the Investment Advisers Act of 1940
      • Sarbanes-Oxley Act of 2002
      • Dodd-Frank Wall Street Reform And Consumer Protection Act
    • Regulations Under the Acts
      • Regulation ATS (17 CFR 242.300)
      • Regulation R (17 CFR Part 247)
      • Regulation S-K (17 CFR Part 229)
      • Regulation S-X (17 CFR Part 210)
        • Article 1 — Application of Regulation S-X
        • Article 10 — Interim Financial Statements
        • Article 11 — Pro-Forma Financial Information
        • Article 12 — Form and Content of Schedules
        • Article 13 — Financial and Non-Financial Disclosures for Certain Securities Registered or Being Registered
        • Article 2 — Qualifications and Reports of Accountants
        • Article 3 — General Instructions as to Financial Statements
        • Article 3A — Consolidated and Combined Financial Statements
        • Article 4 — Rules of General Application
        • Article 5 — Commercial and Industrial Companies
        • Article 6 — Registered Investment Companies
        • Article 6A– Employee Stock Purchase, Savings and Similar Plans
        • Article 7 — Insurance Companies
        • Article 8 — Financial Statements of Smaller Reporting Companies
        • Article 9 — Bank Holding Companies
      • Regulation SBSR (17 CFR 242.900 et seq.)
      • Regulation M-A (17 CFR 229.1000 et seq.)
      • Regulation AB (17 CFR 229.1100 et seq.)
      • Regulation M (17 CFR 242.100)
      • Regulation S-T (17 CFR Part 232)
      • Regulation SHO (17 CFR 242.200 et seq.)
      • Regulation AC (17 CFR 242.500 et seq.)
      • Regulation NMS (17 CFR Part 242.600 et seq.)
      • Regulation FD (17 CFR Part 243)
      • Regulation BTR (17 CFR Part 245)
      • Regulation G (17 CFR Part 244)
      • Regulation RR – Credit Risk Retention (17 CFR Part 246)
      • Regulation S-P, S-AM, AND S-IDS-P (17 CFR Part 248)
    • Standards of Professional Conduct for Attorneys (17 CFR Part 205)
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Home→The Deskbook–Table of Contents→The Securities Acts and General Regulations→Dodd-Frank Wall Street Reform And Consumer Protection Act→Title IX–Investor Protection and Securities Reform Act of 2010→Subtitle E–Accountability and Executive Compensation

Search Statute and Regulation Section Titles

Subtitle E–Accountability and Executive Compensation

Sec. 951. Shareholder vote on executive compensation disclosures.

Sec. 952. Compensation committee independence.

Sec. 953. Executive compensation disclosures.

Sec. 954. Recovery of erroneously awarded compensation.

Sec. 955. Disclosure regarding employee and director hedging.

Sec. 956. Enhanced compensation structure reporting.

Sec. 957. Voting by brokers.

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