Regulation 14A – Solicitations of Proxies (Rules 14a-1 to 14b-2)

Rule 14a-1 — Definitions.

Rule 14a-2 — Solicitations to which Rule 14a-3 to Rule 14a-15 apply.

Rule 14a-3 — Information to be furnished to security holders.

Rule 14a-4 — Requirements as to proxy.

Rule 14a-5 — Presentation of information in proxy statement.

Rule 14a-6 — Filing requirements.

Rule 14a-7 — Obligations of registrants to provide a list of, or mail soliciting material to, security holders.

Rule 14a-8 — Shareholder proposals.

Rule 14a-9 — False or misleading statements.

Rule 14a-10 — Prohibition of certain solicitations.

Rule 14a-11 — [Reserved]

Rule 14a-12 — Solicitation before furnishing a proxy statement.

Rule 14a-13 — Obligation of registrants in communicating with beneficial owners.

Rule 14a-14 — Modified or superseded documents.

Rule 14a-15 — Differential and contingent compensation in connection with roll-up transactions.

Rule 14a-16 — Internet availability of proxy materials.

Rule 14a-17 — Electronic shareholder forums.

Rule 14a-18 — Disclosure regarding nominating shareholders and nominees submitted for inclusion in a registrant’s proxy materials pursuant to applicable state or foreign law, or a registrant’s governing documents. 

Rule 14a-20 — Shareholder approval of executive compensation of TARP recipients.

Rule 14a-21 — Shareholder approval of executive compensation, frequency of votes for approval of executive compensation and shareholder approval of golden parachute compensation.

Rule 14a-101 — Schedule 14A. Information required in proxy statement.

Rule 14a-102 — [Reserved]

Rule 14a-103 — Notice of exempt solicitation. Information to be included in statements submitted by or on behalf of a person pursuant to Rule 14a-6(g).

Rule 14a-104 — Notice of exempt preliminary roll-up communication. Information regarding ownership interests and any potential conflicts of interest to be included in statements submitted by or on behalf of a person pursuant to Rule 14a-2(b)(4) and Rule 14a-6(n).

Rule 14b-1 — Obligation of registered brokers and dealers in connection with the prompt forwarding of certain communications to beneficial owners.

Rule 14b-2 — Obligation of banks, associations and other entities that exercise fiduciary powers in connection with the prompt forwarding of certain communications to beneficial owners.