Section 2 — Necessity for regulation
Section 3 — Definitions and application
Section 3B — Securities-related deriviatives
Section 3C — Clearing for security-based swaps
Section 3D — Security-based swap execution facilities
Section 3E — Segregation of assets held as collateral in security-based swap transations
Section 4 — Securities and Exchange Commission
Section 4A — Delegation of functions by Commission
Section 4B — Transfer of functions with respect to assignment of personnel to chairman
Section 4C — Appearance and practice before the Commission
Section 4D — Additional duties of Inspector General
Section 5 — Transactions on unregistered exchanges
Section 6 — National securities exchanges
Section 7 — Margin requirements
Section 8 — Restrictions on borrowing and lending by members, brokers, and dealers
Section 9 — Manipulation of security prices
Section 10 — Manipulative and deceptive devices
Section 10A — Audit requirements
Section 10C — Compensation committees
Section 10D — Recovery of erroneously awarded compensation policy
Section 11 — Trading by members of exchanges, brokers, and dealers
Section 11A — National market system for securities; securities information processors
Section 12 — Registration requirements for securities
Section 13 — Periodical and other reports
Section 13A — Reporting and recordkeeping for certain security-based swaps
Section 14A — Shareholder approval of executive compensation
Section 14B — Corporate governance
Section 15 — Registration and regulation of brokers and dealers
Section 15A — Registered securities associations
Section 15B — Municipal securities
Section 15C — Government securities brokers and dealers
Section 15D — Securities analysts and research reports
Section 15E — Registration of nationally recognized statistical rating organizations
Section 15G — Credit risk retention
Section 16 — Directors, officers, and principal stockholders
Section 17 — Records and reports
Section 17A — National system for clearance and settlement of securities transactions
Section 17B — Automated quotation systems for penny stocks
Section 18 — Liability for misleading statements
Section 19 — Registration, responsibilities, and oversight of self-regulatory organizations
Section 20 — Liability of controlling persons and persons who aid and abet violations
Section 20A — Liability to contemporaneous traders for insider trading
Section 21 — Investigations and actions
Section 21A — Civil penalties for insider trading
Section 21B — Civil remedies In administrative proceedings
Section 21C — Cease-and-desist proceedings
Section 21D — Private securities litigation
Section 21E — Application of safe harbor for forward-looking statements
Section 21F — Securities whistleblower incentives and protection
Section 22 — Hearings by Commission
Section 23 — Rules, regulations, and orders; annual reports
Section 24 — Public availability of information
Section 25 — Court review of orders and rules
Section 26 — Unlawful representations
Section 27 — Jurisdiction of offenses and suits
Section 27A — Special provision relating to statute of limitations on private causes of action
Section 28 — Effect on existing law
Section 29 — Validity of contracts
Section 30 — Foreign securities exchanges
Section 30A — Prohibited foreign trade practices by issuers
Section 35 — Authorization of appropriations
Section 35A — Requirements for the EDGAR system
Section 36 — General exemptive authority
Section 37 — Tennessee Valley Authority
Section 38 — Federal National Mortgage Association, Federal Home Loan Mortgage
Section 39 — Investor Advisory Committee
Section 41 — Data Standards for security-based swap reporting
Section 201 — Definitions; promotion of efficiency, competition, and capital formation
Section 202 — Classes of securities under this subchapter
Section 203 — Exempted transactions
Section 204 — Prohibitions relating to interstate commerce and the mails
Section 205 –Information required in prospectus
Section 206 — Civil liabilities on account of false registration statement
Section 207 — Limitation of actions